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Foreign Exchange Regulation Act
Results: 82

#	Item
51	Microsoft Word - 68905335_1.DOCX Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-23 11:51:46 Commodities market Foreign exchange market Financial services Commodity Futures Trading Commission Commodity pool Commodity Pool Operator Commodity Exchange Act MF Global Foreign exchange regulation Financial economics Finance Investment
52	RETAIL INVESTMENTS IN PRECIOUS AND INDUSTRIAL METALS: MINING FOR PROPER REGULATION AIMED TOWARD INVESTOR STRATEGY TANYA LAMBRECHTS* I. INTRODUCTION ........................................................................ Add to Reading List Source URL: law.fsu.edu Language: English - Date: 2014-07-24 16:07:28 Futures contract Commodity Futures Trading Commission Commodity Exchange Act Derivative Foreign exchange market Hedge Financial market Commodities market Commerce Financial economics Finance Financial system
53	Microsoft Word[removed]to F. Harmon-SEC on Exemption of Certain Foreign Brokers or Dealers.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:05:06 Financial economics Finance Financial regulation Financial markets New Deal Securities Act U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act United States Securities and Exchange Commission United States securities law 73rd United States Congress
54	529 14th Street NW, Suite 1085 Washington, DC[removed]tel: ([removed]fax: ([removed]February 24, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-28 14:15:21 Foreign Corrupt Practices Act U.S. Securities and Exchange Commission Business Dodd–Frank Wall Street Reform and Consumer Protection Act Political corruption Newmont Mining Corporation Financial regulation Ethics Business ethics Global Witness Resource extraction
55	PUBLIC LAW 107–228—SEPT. 30, 2002 FOREIGN RELATIONS AUTHORIZATION ACT, FISCAL YEAR[removed]VerDate 11-MAY-2000 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2012-03-21 10:16:31 United States Securities and Exchange Commission United States United States Department of Defense Government Financial regulation USA PATRIOT Act Title X Water Resources Development Act United States securities law 73rd United States Congress Securities Exchange Act
56	PDF Document Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-06-18 08:32:27 Foreign exchange market European Union Financial regulation Markets in Financial Instruments Directive Derivative Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act Financial market Spot market Financial economics Finance Financial system
57	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Listed Company Manual to Apply Listing and Annual Fees to Foreign Private Issuers of Certain Debt Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-29 10:01:46 United States Securities and Exchange Commission SEC filings Financial regulation Securities Exchange Act Finance Security Financial economics U.S. Securities and Exchange Commission Nationally recognized statistical rating organization United States securities law Stock market 73rd United States Congress
58	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-06 15:41:55 International Securities Exchange Financial markets Securities Exchange Act Market maker U.S. Securities and Exchange Commission Financial regulation Financial economics Financial system United States securities law United States Securities and Exchange Commission 73rd United States Congress
59	1977 Legislative History - House Report Add to Reading List Source URL: www.justice.gov Language: English - Date: 2010-04-11 14:16:35 United States Securities and Exchange Commission Financial regulation Business Law U.S. Securities and Exchange Commission Securities Exchange Act Securities Act Title 18 of the United States Code Foreign Corrupt Practices Act United States securities law Business ethics 73rd United States Congress
60	1977 Legislative History - Senate Report Add to Reading List Source URL: www.justice.gov Language: English - Date: 2010-04-11 14:16:35 73rd United States Congress United States Securities and Exchange Commission Financial regulation United States Auditing Foreign Corrupt Practices Act U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Business ethics United States securities law Business

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